Browsing All posts tagged under »Legal«

Law & Life Magazine Interview on Chinese Economy

February 4, 2016

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Michael Macaluso: Global finance and legal expert Law & Life Vol. 2, July 16, 2015, cover story Michael J. Macaluso, whose Chinese name is: 马鲁索. Interview translated from the original Chinese.  He is the chairman and chief executive officer of Global Access and a former Partner in finance, capital markets, and investment funds at DLA Piper. He has […]

Developments: SEC Announces Plans in the event of a Shutdown

October 2, 2013

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Below is a reprint of what I consider a good overview of the contingency plans for the looming government shutdown announced by the U.S. Securities and Exchange Commission (SEC) written by my colleague Edward Johnsen.   In a separate note entitled “Here comes the Shutdown: Key Points” which deals with the mechanics of the shutdown more generally (see link […]

Developments: The Scott Brass Decision

August 17, 2013

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The Scott Brass decision by the U.S. First Circuit Court of Appeals is unlikely to have the significant impact on private equity funds that many are foreseeing.  The decision does, however, create yet another level of uncertainty to the deployment of capital to companies where it is most needed. Five years after the US financial […]

Developments: Reaching U.S. Investors in New Ways

August 13, 2013

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The U.S. Securities and Exchange Commission (“SEC”) recently adopted final rules which will provide funds and other issuers greater flexibility in conducting private offerings of securities in the U.S.  These rules, which relax long-time restrictions on general solicitation and advertising, take effect on September 23, 2013. It is no exaggeration to say that these new rules change the game for issuers, […]